-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WMemqthi/J3wAr9AgSC3Z/90jTDysZX15a4pzE6oec2uuKqho2Goc91b0b87HAK7 sFXEat1QI3jjF8I062ZIUQ== 0001011814-09-000016.txt : 20091124 0001011814-09-000016.hdr.sgml : 20091124 20091124101556 ACCESSION NUMBER: 0001011814-09-000016 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20091124 DATE AS OF CHANGE: 20091124 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Pzena Investment Management, Inc. CENTRAL INDEX KEY: 0001399249 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 208999751 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-83243 FILM NUMBER: 091203542 BUSINESS ADDRESS: STREET 1: 120 WEST 45TH STREET STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-355-1600 MAIL ADDRESS: STREET 1: 120 WEST 45TH STREET STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KINETICS ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001011814 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133878346 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 470 PARK AVENUE STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 646-495-7347 MAIL ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 SC 13G 1 kineticsthirteengpzenaninen.txt KINETICSTHIRTEENGPZENANINEN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Issuer-Pzena Investment Management, Inc. Securities Class-common stock class A CUSIP Number-74731Q103 Event Requiring Filing -January 2008 Filed pursuant to Rule 13d-1(b) CUSIP Number 74731Q103 Reporter- Kinetics Asset Management, Inc. Tax ID#13-3878346 Place of Organization-New York Number of Shares-sole voting power-761,187 Sole dispositive power-761,187 Amount beneficially owned-761,187 Percent of Class represented by above-8.82% Type of Reporting Person-IA Name of Issuer-Pzena Investment Management, Inc. Address of Issuer-120 West 45th Street, 20th Floor, New York, New York 10036 Name of Person Filing-Kinetics Asset Management, Inc. Address -470 Park Avenue South, 4th Floor South, NY, NY, 10016 Citizenship-New York Securities Class-common stock Filing re Section 240.13d-1(b) by investment adviser under Section 240.13d-1(b)(1)(ii)(E). Amount beneficially owned-761,187 Percent of class-8.82% sole voting power-761,187 shares shared power to vote or direct the vote-0 sole power to dispose/direct the disposition-761,187 shared power to dispose/direct the disposition-0 Certification pursuant to Section 240.13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date-November 24, 2009 Signature-Andrew M. Fishman Title- Chief Compliance Officer -----END PRIVACY-ENHANCED MESSAGE-----